Nationally recognized statistical rating organization

Results: 405



#Item
321United States securities law / Nationally recognized statistical rating organization / Credit rating agency / Due diligence / Securities Act / U.S. Securities and Exchange Commission / Asset-backed security / KPMG / Underwriting / Law / Finance / Business

KPMG LLP 757 Third Avenue New York, NY[removed]Telephone[removed]Fax

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-08-09 14:51:29
322United States housing bubble / Fixed income securities / Bonds / Structured finance / Credit rating agencies / Nationally recognized statistical rating organization / Dodd–Frank Wall Street Reform and Consumer Protection Act / Collateralized debt obligation / Bond credit rating / Financial economics / Finance / Investment

William J. Harrington 51 5TH Avenue, 16A New York, NY[removed]8139 [removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-05-30 14:10:34
323Credit rating agencies / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Nationally recognized statistical rating organization / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Bond credit rating / Asset-backed security / Financial economics / Finance / Financial regulation

PDF Document

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-09-14 11:12:45
324Securities / Nationally recognized statistical rating organization / United States securities law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Due diligence / Securities Act / Asset-backed security / Late-2000s financial crisis / Securitization / Economics / Financial economics / Finance

EY Comment Letter: Proposed Rules for Nationally Recognized Statistical Rating Organizations

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-09-13 10:36:07
325Credit rating agencies / Financial markets / Nationally recognized statistical rating organization / Financial services / Investment / Net capital rule / U.S. Securities and Exchange Commission / Broker-dealer / Investment banking / Financial economics / Finance / Financial system

Microsoft Word - Comments filed _090808_-3

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-09-11 12:26:32
326U.S. Securities and Exchange Commission / Financial economics / Credit rating agencies / Investment Company Act / Repurchase agreement / Investor Protection and Securities Reform Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Nationally recognized statistical rating organization / Financial regulation / Finance

Microsoft Word - 5b-3 comment letter _final_

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2009-12-08 15:29:49
327Funds / Institutional investors / Collective investment schemes / Mutual fund / Money market fund / Investment management / U.S. Securities and Exchange Commission / Nationally recognized statistical rating organization / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Investment / Financial services

Microsoft Word[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-09-11 12:43:07
328United States securities law / Financial system / Financial regulation / Securities / United States corporate law / Nationally recognized statistical rating organization / Asset-backed security / Securities Act / U.S. Securities and Exchange Commission / Financial economics / Finance / United States Securities and Exchange Commission

Comment on S7-17-08, S7-18-08, and S7[removed]from Mayer Brown LLP, September 4, 2008

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-09-05 13:59:53
329Financial regulation / U.S. Securities and Exchange Commission / Asset-backed security / Bank regulation / Securities Commission / Basel II / Credit rating agencies / Securities Act / Bond credit rating / Financial economics / Finance / Nationally recognized statistical rating organization

  September 5, 2008 Jill M. Peterson Assistant Secretary Securities & Exchange Commission

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-09-08 12:02:48
330Business / Financial regulation / Auditing / United States securities law / Investor Protection and Securities Reform Act / Nationally recognized statistical rating organization / Credit rating agency / U.S. Securities and Exchange Commission / United States corporate law

Microsoft Word - s71708-1.doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-09-05 15:13:35
UPDATE